Subscribe
Call Us Today: (888) 486-3337 (FEDS)

Posts Tagged Merrill Lynch

SEC: Merrill Lynch to Pay $415 Million for Violating Customer Protection Rule

Cinnaminson, NJ-  Following an SEC investigation, Merrill Lynch has agreed to pay $415 million in fines and damages for transgressions against the SEC Customer Protection Rule.  Merrill Lynch entered complex options trades that falsely reduced the required deposit of customer cash, freeing up billions of reserve dollars to be used for unreported

Read more